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White Paper | Presented by Smarsh

3 Ways Text Messaging Exposes Financial Services Firms to Massive Risk

While texting is intuitive and reliable, it can pose serious litigation or reputation risks if employees are conducting business conversations without clear policies and supervision. Read this guide to understand the ways companies are exposed to risk through texting and how you can reap the benefits of text message archiving with implementation of smart policies and solutions.

White Paper | Presented by Smarsh

5 Steps to Eradicate Text Messaging Risk

Good electronic discovery (eDiscovery) practices and the technologies that support them are an essential best practice for any organization. Enabling organizations to search and produce relevant content in the event of litigation minimizes legal risk and reduces the likelihood that an organization can't satisfy a request for information in the appropriate form and timeframe. Download this whitepaper to learn more.

eBook | Presented by Smarsh

The Chief Risk Officer and the Dreadful, Horrid, Inefficient, Very Bad Day

These days, it's not enough for your organization to address damage to your reputation after it is already done. You must spot potential risk as soon as possible prevent it from spiraling out of control. Download our ebook to see what a dreadful, horrid, inefficient, very bad day might look life in the life of a Chief Risk Officer - and how you can avoid one yourself.

White Paper | Presented by Smarsh

The Financial Advisor's Guide to Social Media Strategy and Policy

The SEC and FINRA recognize social media's growing role in firms' marketing and communications strategies, and have provided guidance on extending compliance programs for this dynamic channel. This guide contains practical steps that will help you develop a social media strategy that meets record keeping and supervision requirements while gaining maximum business value from your social efforts.